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R••••• J•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

R••••• J•••• S•••••••

Advisor at P••• • A••

BUENA VISTA, CO | Buena Vista, CO

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Search this name across graphsid dfx:ria:8cf8b739-dc8c-6650-b151-5071ae7a6b61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 11, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• • A••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••••	State registered	May 6, 2025	n/a	yes	Buena Vista, CO	Current employment
P••• • A••	Former SEC adviser	Jul 28, 2021	n/a	yes	BUENA VISTA, CO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F•••••••• A•••••••• L••	F••••••••• L••	Jan 6, 2020	Aug 16, 2017	-873	Firm change after gap	Other
F••••••••• L••	P••• • A••	Nov 29, 2017

Relationships

Registered with (4)

→ T•••••••••Registered adviserregistration: current employment
May 6, 2025 to presentfactForm ADV
→ P••• • A••Registered adviserregistration: current employment
Jul 28, 2021 to presentfactForm ADV
→ C•••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 11, 2001 to Jan 6, 2020factForm ADV
→ F••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8cf8b739-dc8c-6650-b151-5071ae7a6b61
First observed: Jul 11, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.