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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

SPRING LAKE EQUITY MANAGEMENT LLC

CRD 167251

BURLINGTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8cffe358-23d8-08e7-1851-0c1df2b500cc

Data as of Aug 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 1
Observed: May 9, 2013 to Aug 20, 2026
32 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Spring Lake Equity Management LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-08-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-78061
CRD: 167251
Filings on the tape: 32
First filed: May 9, 2013
Latest filed: Aug 20, 2026
Organised: Limited Liability Company, DE
Website: springlep.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SPRING LAKE EQUITY PARTNERS LLC	Private Equity Fund	$100M	Mar 31, 2014	28	May 9, 2013	dropped	021-199558

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDERSON, ERIK, J	MANAGING MEMBER	F	yes	01/2002	May 9, 2013	Mar 21, 2024
FORLENZA, ROBERT, PHILIP	MANAGING MEMBER	C	yes	04/2013	May 9, 2013	Mar 21, 2024
GILLESPIE, STACEY, JEAN	CHIEF COMPLIANCE OFFICER	Na	yes	11/2020	Nov 12, 2020	Mar 21, 2024
SCARPA, CARMEN, JOSEPH	MANAGING MEMBER	C	yes	04/2013	May 9, 2013	Mar 21, 2024
WESTRIVER MANAGEMENT, LLC	Member	B	no	04/2013	May 9, 2013	Mar 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SPRING LAKE EQUITY GP LLC	n/a	Asset manager	$179M	Y	no	n/a
SPRING LAKE EQUITY II GP LLC	n/a	n/a	n/a	Y	no	n/a
SPRING LAKE EQUITY III GP LLC	n/a	n/a	n/a	Y	no	n/a
SPRING LAKE/MM CO-INVESTMENT GP LLC	n/a	n/a	n/a	Y	no	n/a
SPRING LAKE/MM CO-INVESTMENT III GP LLC	n/a	n/a	n/a	Y	no	n/a
SPRING LAKE/WK CO-INVESTMENT GP LLC	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$0	$0	3	2	0	n/a	n/a
2024	Mar 27, 2025	$0	$0	3	2	0	n/a	n/a
2023	Mar 21, 2024	$0	$0	8	7	0	n/a	n/a
2022	May 1, 2023	n/a	n/a	7	6	0	n/a	n/a
2021	Mar 29, 2022	n/a	n/a	8	7	0	n/a	n/a
2020	Mar 30, 2021	n/a	n/a	9	8	0	n/a	n/a
2019	Mar 23, 2020	n/a	n/a	9	8	0	n/a	n/a
2018	Mar 29, 2019	n/a	n/a	8	7	0	n/a	n/a
2017	Mar 30, 2018	n/a	n/a	10	9	0	n/a	n/a
2016	Mar 13, 2017	n/a	n/a	10	9	n/a	n/a	n/a
2015	Mar 29, 2016	n/a	n/a	12	10	n/a	n/a	n/a
2014	Mar 25, 2015	n/a	n/a	10	8	n/a	n/a	n/a
2013	Mar 31, 2014	n/a	n/a	10	8	n/a	1	$100M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	3	3	0	0

Relationships

Affiliated with (2)

→ SPRING LAKE EQUITY GP LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control
factForm ADV
← SPRING LAKE EQUITY GP LLCRegistered adviserother investment adviser, control
factForm ADV

Controls (4)

← SCARPA, CARMEN, JOSEPHOwnerMANAGING MEMBER, ownership code C, individual
May 9, 2013 to Mar 21, 2024factForm ADV
← ANDERSON, ERIK, JOwnerMANAGING MEMBER, ownership code F, individual
May 9, 2013 to Mar 21, 2024factForm ADV
← GILLESPIE, STACEY, JEANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 12, 2020 to Mar 21, 2024factForm ADV
← FORLENZA, ROBERT, PHILIPOwnerMANAGING MEMBER, ownership code C, individual
May 9, 2013 to Mar 21, 2024factForm ADV

Owns (1)

← WESTRIVER MANAGEMENT, LLCOwnerMEMBER, ownership code B, domestic entity
May 9, 2013 to Mar 21, 2024factForm ADV

Advises (1)

→ SPRING LAKE EQUITY PARTNERS LLCPrivate fundPrivate Equity Fund, IA, no longer reported
May 9, 2013 to Mar 31, 2014factForm ADV

Dated events

Occurred
May 9, 2013
First Form ADV filing
Tkw Capital Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8cffe358-23d8-08e7-1851-0c1df2b500cc
First observed: May 9, 2013
Last observed: Aug 20, 2026 32 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SPRING LAKE EQUITY MANAGEMENT LLC

CRD 167251

BURLINGTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8cffe358-23d8-08e7-1851-0c1df2b500cc

Data as of Aug 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SPRING LAKE EQUITY PARTNERS LLC

Private Equity Fund

$100M

Mar 31, 2014

May 9, 2013

dropped

021-199558

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDERSON, ERIK, J

MANAGING MEMBER

yes

01/2002

May 9, 2013

Mar 21, 2024

FORLENZA, ROBERT, PHILIP

MANAGING MEMBER

yes

04/2013

May 9, 2013

Mar 21, 2024

GILLESPIE, STACEY, JEAN

CHIEF COMPLIANCE OFFICER

yes

11/2020

Nov 12, 2020

Mar 21, 2024

SCARPA, CARMEN, JOSEPH

MANAGING MEMBER

yes

04/2013

May 9, 2013

Mar 21, 2024

WESTRIVER MANAGEMENT, LLC

Member

04/2013

May 9, 2013

Mar 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SPRING LAKE EQUITY GP LLC

n/a

Asset manager

$179M

n/a

SPRING LAKE EQUITY II GP LLC

n/a

SPRING LAKE EQUITY III GP LLC

n/a

SPRING LAKE/MM CO-INVESTMENT GP LLC

n/a

SPRING LAKE/MM CO-INVESTMENT III GP LLC

n/a

SPRING LAKE/WK CO-INVESTMENT GP LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

n/a

2024

Mar 27, 2025

n/a

2023

Mar 21, 2024

n/a

2022

May 1, 2023

n/a

2021

Mar 29, 2022

n/a

2020

Mar 30, 2021

n/a

2019

Mar 23, 2020

n/a

2018

Mar 29, 2019

n/a

2017

Mar 30, 2018

n/a

2016

Mar 13, 2017

n/a

2015

Mar 29, 2016

n/a

2014

Mar 25, 2015

n/a

2013

Mar 31, 2014

n/a

$100M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

n/a