DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• L••• E••••• M••••••••• L••
Latest filing Aug 20, 2026
First filing on the tape May 9, 2013 · 32 filings
SEC status approved since May 15, 2013
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$0 as of Aug 20, 2026
Mar 21, 2024$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 20, 2026
Mar 31, 20140 then
Employees (5.A)3 as of Aug 20, 2026
Mar 31, 201410 then
Private funds: 1
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• L••• E••••• P••••••• L••no longer reported | Private Equity Fund | $100M | 28 | May 9, 2013 |
Owners and control persons
Schedule A and B, latest filing
- F•••••••• R•••••• P••••• · Managing Membercontrolsince 04/2013 · owns 25% to 50%
- G••••••••• S•••••• J••• · Chief Compliance Officercontrolsince 11/2020 · owns less than 5%
- S•••••• C•••••• J••••• · Managing Membercontrolsince 04/2013 · owns 25% to 50%
- A•••••••• E•••• J• · Managing Membercontrolsince 01/2002 · owns F of W•••••••• M••••••••• L••
Entity owners
- W•••••••• M••••••••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- S••••• L••• E••••• G• L••investment adviserpooled vehicle sponsoryRAUM $179M
- S••••• L••• E••••• I• G• L••investment adviserpooled vehicle sponsory
- S••••• L••• E••••• I•• G• L••investment adviserpooled vehicle sponsory
- S••••• L•••••• C••••••••• G• L••investment adviserpooled vehicle sponsory
- S••••• L•••••• C••••••••• I•• G• L••investment adviserpooled vehicle sponsory
- S••••• L•••••• C••••••••• G• L••investment adviserpooled vehicle sponsory
Advisers that list S••••• L••• E••••• M••••••••• L•• as a related person
- 167613 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HQ city · BOSTON to BURLINGTONMar 27, 2025 to Oct 29, 2025
- Advisory employees · 7 to 2Mar 21, 2024 to Mar 27, 2025
- Pooled vehicle clients · 6 to 4Mar 21, 2024 to Mar 27, 2025
- Employees · 8 to 3Mar 21, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 27, 2025
- Accounts · unset to 0.0Oct 30, 2023 to Mar 21, 2024
- Advisory employees · 6 to 7Oct 30, 2023 to Mar 21, 2024
- Pooled vehicle clients · 7 to 6Oct 30, 2023 to Mar 21, 2024
- Employees · 7 to 8Oct 30, 2023 to Mar 21, 2024
- Discretionary RAUM · unset to 0.0Oct 30, 2023 to Mar 21, 2024
- Non-discretionary RAUM · unset to 0.0Oct 30, 2023 to Mar 21, 2024
- RAUM · unset to 0.0Oct 30, 2023 to Mar 21, 2024
- Advisory employees · 7 to 6Oct 12, 2022 to May 1, 2023
- Pooled vehicle clients · 5 to 7Oct 12, 2022 to May 1, 2023
- Employees · 8 to 7Oct 12, 2022 to May 1, 2023
- Advisory employees · 8 to 7Mar 30, 2021 to Mar 29, 2022
- Pooled vehicle clients · 6 to 5Mar 30, 2021 to Mar 29, 2022
- Employees · 9 to 8Mar 30, 2021 to Mar 29, 2022
- Pooled vehicle clients · 8 to 6Nov 12, 2020 to Mar 30, 2021
- Advisory employees · 7 to 8Mar 29, 2019 to Mar 23, 2020
- Employees · 8 to 9Mar 29, 2019 to Mar 23, 2020
- Advisory employees · 9 to 7Sep 4, 2018 to Mar 29, 2019
- Employees · 10 to 8Sep 4, 2018 to Mar 29, 2019
- Business name · S••••• L••• E••••• P••••••• to S••••• L••• E••••• M••••••••• L••Apr 6, 2018 to Apr 9, 2018
- Business name · S••••• L••• E••••• M••••••••• L•• to S••••• L••• E••••• P•••••••Mar 30, 2018 to Apr 6, 2018
- Advisory activities · 2 to 1Jun 16, 2017 to Mar 30, 2018
- Pooled vehicle clients · unset to 8.0Jun 16, 2017 to Mar 30, 2018
- Assets in custody · 0.0 to unsetJun 16, 2017 to Mar 30, 2018
- Custody of client assets · true to falseJun 16, 2017 to Mar 30, 2018
- Other offices · unset to 0.0Jun 16, 2017 to Mar 30, 2018
- Pooled vehicle RAUM · unset to 0.0Jun 16, 2017 to Mar 30, 2018
- Advisory employees · 10 to 9Mar 29, 2016 to Mar 13, 2017
- Employees · 12 to 10Mar 29, 2016 to Mar 13, 2017
- Advisory employees · 8 to 10Jan 12, 2016 to Mar 29, 2016
- Employees · 10 to 12Jan 12, 2016 to Mar 29, 2016
- Private funds · 1 to unsetMar 31, 2014 to May 27, 2014
- Accounts · 1.0 to unsetSep 11, 2013 to Mar 31, 2014
- Discretionary RAUM · 0.0 to unsetSep 11, 2013 to Mar 31, 2014
- Non-discretionary RAUM · 100000000.0 to unsetSep 11, 2013 to Mar 31, 2014
- RAUM · 100000000.0 to unsetSep 11, 2013 to Mar 31, 2014
Signals
1 dated events
- T•• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 9, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••• L••• E••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/spring-lake-equity-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- springlep.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-391-6341reportedpublic record, Form ADV, Aug 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026