DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

RUSSELL MARC FISKE

Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS

Ridgewood, NJ | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8d068f44-dd05-c11a-7ef0-a1aef1e0844d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 4, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A.G.P / ALLIANCE GLOBAL PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 3, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Apr 3, 1989
First registration: Apr 4, 2007
Dual registered: yes, broker-dealer
Other names: RUSSELL M FISKE
IAPD individual key: 1923202

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A.G.P / ALLIANCE GLOBAL PARTNERS	Independent wealth	Jul 15, 2026	n/a	yes	Ridgewood, NJ\|New York, NY	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Jun 2, 2020	Jun 29, 2026	no	RIDGEWOOD, NJ	Previous registration
MAXIM FINANCIAL ADVISORS LLC	Independent wealth	Oct 16, 2017	Jun 2, 2020	no	NEW YORK, NY	Previous registration
JOSEPH GUNNAR & CO., LLC	Former SEC adviser	Mar 13, 2009	Aug 10, 2016	no	UNIONDALE, NY\|UNIONDALE, NY\|NEW YORK, NY\|MARLBORO, NJ	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Apr 4, 2007	Mar 17, 2009	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	A.G.P / ALLIANCE GLOBAL PARTNERS	Jun 29, 2026	Jul 15, 2026	16	Firm change	Ibd to RIA
MAXIM FINANCIAL ADVISORS LLC	B. RILEY WEALTH ADVISORS, INC.	Jun 2, 2020	Jun 2, 2020	0	Firm change	Ibd to ibd
JOSEPH GUNNAR & CO., LLC	MAXIM FINANCIAL ADVISORS LLC	Aug 10, 2016	Oct 16, 2017	432	Firm change after gap	Other
OPPENHEIMER & CO. INC.	JOSEPH GUNNAR & CO., LLC	Mar 17, 2009	Mar 13, 2009	-4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
115927:8361:NJ:2026-06-29	Jun 29, 2026	Jul 15, 2026	RIDGEWOOD, NJ	Firm change

Relationships

Registered with (5)

→ A.G.P / ALLIANCE GLOBAL PARTNERSRegistered adviserregistration: current employment
Jul 15, 2026 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jun 2, 2020 to Jun 29, 2026factForm ADV
→ MAXIM FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Oct 16, 2017 to Jun 2, 2020factForm ADV
→ JOSEPH GUNNAR & CO., LLCRegistered adviserregistration: previous registration
Mar 13, 2009 to Aug 10, 2016factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Apr 4, 2007 to Mar 17, 2009factForm ADV

Dated events

Occurred
Jun 29, 2026
Advisor changed firm
Russell Marc Fiske left B. Riley Wealth Advisors, Inc. for A.G.P / Alliance Global Partners (registered 2026-07-15)
Form ADVobserved 4 days ago