DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Russell Marc Fiske
Feed of 09/15/2026
Also filed as Russell M Fiske
At current firm
0 y
since Jul 15, 2026
In the industry
37 y
since Apr 3, 1989 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A.G.P / Alliance Global Partners independent RIA currentsince Jul 15, 2026 · Ridgewood, Nj
- B. Riley Wealth Advisors, Inc. BD affiliatedJun 2, 2020 to Jun 29, 2026 · Ridgewood, Nj
- Maxim Financial Advisors LLC independent RIAOct 16, 2017 to Jun 2, 2020 · New York, Ny
- Joseph Gunnar & Co., LLC formerMar 13, 2009 to Aug 10, 2016 · Uniondale, Ny
- Oppenheimer & Co. Inc. BD affiliatedApr 4, 2007 to Mar 17, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- B. Riley Wealth Advisors, Inc. to A.G.P / Alliance Global Partnersleft Jun 29, 2026, registered Jul 15, 2026 (16 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Maxim Financial Advisors LLC to B. Riley Wealth Advisors, Inc.left Jun 2, 2020, registered Jun 2, 2020 (0 days) · Affiliated broker-dealer or bank to another
- Joseph Gunnar & Co., LLC to Maxim Financial Advisors LLCleft Aug 10, 2016, registered Oct 16, 2017 (432 days) · Other
- Oppenheimer & Co. Inc. to Joseph Gunnar & Co., LLCleft Mar 17, 2009, registered Mar 13, 2009 (-4 days) · Other
Signals
- Russell Marc Fiske left B. Riley Wealth Advisors, Inc. for A.G.P / Alliance Global Partners (registered 2026-07-15)Jun 29, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address