This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RM FINANCIAL SERVICES, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 4, 1998earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

6derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Dec 4, 1998

First registration

Oct 22, 2019

Dual registered

yes, broker-dealer

Other names

MARK L MACLEOD

IAPD individual key

3150711

• Occurred

  Oct 30, 2023
  Advisor changed firm

  Mark Lawrence Macleod left Next Financial Group, Inc. for Rm Financial Services, Llc (registered 2019-11-15)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8d06925d-f06a-bdb0-dbfb-5807dfeb6ea6

First observed

Oct 22, 2019

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.