This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=3.0

Regulatory AUM

$245MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$237M

Private client RAUM

$234MderivedItem 5.D individuals plus high net worth individuals

Private client share

95%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$81.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

3

Offices

1Schedule D 1.F, beyond the principal office

Accounts

980

Individual clients

271

High net worth clients

119

SEC number

801-120468

CRD

304297

Filings on the tape

12

First filed

Feb 5, 2021

Latest filed

Mar 23, 2026

Organised

Limited Liability Company, ME

Website

rmfsllc.com

• Occurred

  Oct 20, 2023
  Team lift-out

  2 advisors left Next Financial Group, Inc. (Falmouth, ME) for RM Financial Services, LLC within 6 days

  Form ADVobserved 5 days ago
  2 advisors
• Occurred

  Feb 5, 2021
  First Form ADV filing

  Rm Financial Services, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c615e610-cc34-cd7a-a790-b6ad518d10c8

First observed

Feb 5, 2021

Last observed

Mar 23, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.