DFX Intelligence

R••• L•• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

R••• L•• K••••••••

Advisor at H•••••• I••••••••• S•••••••• L••

OAKBROOK TERRACE, IL | COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:8d0ac9ba-4a86-48a3-a93f-f935a1519fd2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 20, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• A••••••• I•••	Independent wealth	Jun 19, 2024	n/a	yes	COLORADO SPRINGS, CO	Current employment
H•••••• I••••••••• S•••••••• L••	Independent wealth	Jun 5, 2024	n/a	yes	OAKBROOK TERRACE, IL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• M••••••••• I•••	H•••••• I••••••••• S•••••••• L••	May 7, 2024	Jun 5, 2024	29	Firm change	RIA to RIA

Relationships

Registered with (3)

→ E•••• A••••••• I•••Registered adviserregistration: current employment
Jun 19, 2024 to presentfactForm ADV
→ H•••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 5, 2024 to presentfactForm ADV
→ P•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
May 20, 2020 to May 7, 2024factForm ADV

Dated events

Occurred
May 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d0ac9ba-4a86-48a3-a93f-f935a1519fd2
First observed: May 20, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.