DFX Intelligence
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Reading the graph
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Advisor at B•••••••••
SAN FRANCISCO, CA | Southlake, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••••• | Independent wealth | Jan 20, 2022 | n/a | yes | Southlake, TX|SAN FRANCISCO, CA | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Oct 1, 2021 | no | BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | B••••••••• | Oct 1, 2021 | Jan 20, 2022 | 111 | Firm change | Ibd to RIA |
| S•••••••• A••••••• L•• | F••••••• P••••••• T•••• C••••••• F•• | Jul 13, 2018 | Jul 20, 2006 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104555:109516:TX:2018-07-13 | Jul 13, 2018 | Jul 20, 2006 | PLANO, TX | Firm change after gap |
| F••••••• P••••••• T•••• C••••••• F•• | n/a | Jul 20, 2006 | Mar 28, 2007 | no | IRVING, TX | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Aug 22, 2002 | Jul 13, 2018 | no | WESTLAKE, TX|PLANO, TX | Previous registration |
| -4,376 |
| Firm change after gap |
| Other |
| F••••••• P••••••• T•••• C••••••• F•• | F••••••• P••••••• A•• W•••••••• A••••••• | Mar 28, 2007 | Jul 13, 2018 | 4,125 | Firm change after gap | Other |