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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

Daniel W Goggins

Advisor at LPL FINANCIAL LLC

LUDLOW, MA

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Search this name across graphsid dfx:ria:8d151a2b-181b-e637-a5f4-3f30ff5b6b97

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 26, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 25, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jan 25, 1991
First registration: Feb 26, 2008
Dual registered: yes, broker-dealer
Other names: DANIEL WALKER GOGGINS
IAPD individual key: 1542737

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 25, 2026	n/a	yes	LUDLOW, MA	Current employment
CHELSEA ADVISORY SERVICES, INC	Independent wealth	Mar 13, 2024	Dec 22, 2025	no	Ludlow, MA	Previous registration
DAVINCI CAPITAL MANAGEMENT INC.	State registered	Oct 17, 2022	Jun 1, 2023	no	Ludlow, MA\|CAMBRIDGE, MA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Feb 26, 2008	Aug 25, 2009	no	SPRINGFIELD, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHELSEA ADVISORY SERVICES, INC	LPL FINANCIAL LLC	Dec 22, 2025	Feb 25, 2026	65	Firm change	RIA to ibd
DAVINCI CAPITAL MANAGEMENT INC.	CHELSEA ADVISORY SERVICES, INC	Jun 1, 2023	Mar 13, 2024	286	Firm change	Other
CETERA INVESTMENT SERVICES LLC	DAVINCI CAPITAL MANAGEMENT INC.	Aug 25, 2009	Oct 17, 2022	4,801	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 25, 2026 to presentfactForm ADV
→ CHELSEA ADVISORY SERVICES, INCRegistered adviserregistration: previous registration
Mar 13, 2024 to Dec 22, 2025factForm ADV
→ DAVINCI CAPITAL MANAGEMENT INC.Registered adviserregistration: previous registration
Oct 17, 2022 to Jun 1, 2023factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Feb 26, 2008 to Aug 25, 2009factForm ADV

Dated events

Occurred
Dec 22, 2025
Advisor changed firm
Daniel W Goggins left Chelsea Advisory Services, Inc for Lpl Financial Llc (registered 2026-02-25)
Form ADVobserved 5 days ago
Occurred
Jun 1, 2023
Advisor changed firm
Daniel W Goggins left Davinci Capital Management Inc. for Chelsea Advisory Services, Inc (registered 2024-03-13)
Form ADVobserved 5 days ago