DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• • A••••••••• I•••
Hallandale Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Oct 16, 2017 | n/a | yes | Hallandale Beach, FL | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jan 21, 2014 | Oct 18, 2017 | no | BOCA RATON, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | R•••••• J•••• • A••••••••• I••• | Oct 18, 2017 | Oct 16, 2017 | -2 | Firm change | Ibd to ibd |
| G•••••••• W••••• M••••••••• L•• | A••••••••• F•••••••• S•••••••• L•• | Apr 30, 2014 | Jan 21, 2014 |
| G•••••••• W••••• M••••••••• L•• | Former SEC adviser | May 14, 2010 | Apr 30, 2014 | no | BOCA RATON, FL|EDISON, NJ|BOCA RATON, FL | Previous registration |
| T•••• A•••••••• L•• | Former SEC adviser | May 5, 2010 | May 5, 2010 | no | BOCA RATON, FL|WOODBRIDGE, NJ|Edison, NJ | Previous registration |
| V••• F•••••••• P•••••••• L•• | Former SEC adviser | Mar 14, 2003 | May 5, 2010 | no | WOODBRIDGE, NJ|WOODBRIDGE, NJ | Previous registration |
| -99 |
| Firm change after gap |
| Other |
| T•••• A•••••••• L•• | G•••••••• W••••• M••••••••• L•• | May 5, 2010 | May 14, 2010 | 9 | Firm change | Other |
| V••• F•••••••• P•••••••• L•• | T•••• A•••••••• L•• | May 5, 2010 | May 5, 2010 | 0 | Firm change | Other |