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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

JOHN FRANCIS POTTER

Advisor at LPL FINANCIAL LLC

BOISE, ID

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 11, 1991
First registration: Apr 7, 2017
Dual registered: yes, broker-dealer
Other names: JOHN F POTTER
IAPD individual key: 2169418

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 6, 2023	n/a	yes	BOISE, ID	Current employment
SORRENTO PACIFIC FINANCIAL, LLC	Former SEC adviser	Sep 16, 2019	Jan 3, 2023	no	Boise, ID\|SAN DIEGO, CA	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Sep 16, 2019	Jan 3, 2023	no	Boise, ID\|Boise, ID\|SAN DIEGO, CA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 1, 2017	Sep 17, 2019	no	Meridian, ID	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Apr 7, 2017	Jul 17, 2017	no	NAMPA, ID	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SORRENTO PACIFIC FINANCIAL, LLC	CUSO FINANCIAL SERVICES, L.P.	Jan 3, 2023	Sep 16, 2019	-1,205	Channel change	Ibd to ibd
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	Jan 3, 2023	Jun 6, 2023	154	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	SORRENTO PACIFIC FINANCIAL, LLC	Sep 17, 2019	Sep 16, 2019	-1	Firm change	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	MML INVESTORS SERVICES, LLC	Jul 17, 2017	Nov 1, 2017	107	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 6, 2023 to presentfactForm ADV
→ SORRENTO PACIFIC FINANCIAL, LLCRegistered adviserregistration: previous registration
Sep 16, 2019 to Jan 3, 2023factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Sep 16, 2019 to Jan 3, 2023factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Nov 1, 2017 to Sep 17, 2019factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Apr 7, 2017 to Jul 17, 2017factForm ADV

Dated events

Occurred
Jan 3, 2023
Advisor changed firm
John Francis Potter left Cuso Financial Services, L.P. for Lpl Financial Llc (registered 2023-06-06)
Form ADVobserved 6 days ago