DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Francis Potter
Feed of 09/14/2026
Also filed as John F Potter
At current firm
3 y
since Jun 6, 2023
In the industry
35 y
since Sep 11, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jun 6, 2023 · Boise, Id
- Sorrento Pacific Financial, LLC formerSep 16, 2019 to Jan 3, 2023 · Boise, Id
- Cuso Financial Services, L.P. formerSep 16, 2019 to Jan 3, 2023 · Boise, Id
- MML Investors Services, LLC BD affiliatedNov 1, 2017 to Sep 17, 2019 · Meridian, Id
- Cetera Investment Advisers LLC BD affiliatedApr 7, 2017 to Jul 17, 2017 · Nampa, Id
Moves
a registration end followed by a registration begin elsewhere
- Sorrento Pacific Financial, LLC to Cuso Financial Services, L.P.left Jan 3, 2023, registered Sep 16, 2019 (-1205 days) · channel change inside one enterprise, not a move
- Cuso Financial Services, L.P. to LPL Financial LLCleft Jan 3, 2023, registered Jun 6, 2023 (154 days) · Affiliated broker-dealer or bank to another
- MML Investors Services, LLC to Sorrento Pacific Financial, LLCleft Sep 17, 2019, registered Sep 16, 2019 (-1 days) · Affiliated broker-dealer or bank to another
- Cetera Investment Advisers LLC to MML Investors Services, LLCleft Jul 17, 2017, registered Nov 1, 2017 (107 days) · Other
Signals
- John Francis Potter left Cuso Financial Services, L.P. for Lpl Financial Llc (registered 2023-06-06)Jan 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address