DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• W••••• M••••••••• L••
Healdsburg, CA | SAN RAFAEL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• W••••• M••••••••• L•• | Independent wealth | Mar 19, 2019 | n/a | yes | SAN RAFAEL, CA|Healdsburg, CA | Current employment |
| A••••••••• L•• | Independent wealth | Aug 6, 2008 | Mar 17, 2015 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• L•• | M•••••• W••••• M••••••••• L•• | Mar 17, 2015 | Mar 19, 2019 | 1,463 | Firm change after gap | Other |
| K•• I••••••••• A••••••• L•• | A••••••••• L•• | May 20, 2008 | Aug 6, 2008 |
| K•• I••••••••• A••••••• L•• | n/a | Feb 15, 2008 | May 20, 2008 | no | SAN FRANCISCO, CA | Previous registration |
| K••••• F••• | n/a | May 1, 2006 | May 10, 2008 | no | SAN FRANCISCO, CA | Previous registration |
| 78 |
| Firm change |
| Other |
| K••••• F••• | K•• I••••••••• A••••••• L•• | May 10, 2008 | Feb 15, 2008 | -85 | Firm change after gap | Other |