RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• C•••••• G•••
- M•••••• W••••• M••••••••• L•• independent RIA currentsince Mar 19, 2019 · San Rafael, Ca
- A••••••••• L•• independent RIAAug 6, 2008 to Mar 17, 2015 · San Francisco, Ca
- K•• I••••••••• A••••••• L•• unclassifiedFeb 15, 2008 to May 20, 2008 · San Francisco, Ca
- K••••• F••• unclassifiedMay 1, 2006 to May 10, 2008 · San Francisco, Ca
- A••••••••• L•• to M•••••• W••••• M••••••••• L••left Mar 17, 2015, registered Mar 19, 2019 (1463 days) · Other
- K•• I••••••••• A••••••• L•• to A••••••••• L••left May 20, 2008, registered Aug 6, 2008 (78 days) · Other
- K••••• F••• to K•• I••••••••• A••••••• L••left May 10, 2008, registered Feb 15, 2008 (-85 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address