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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

HELEN SARAH SEESTADT

Advisor at GALLAGHER FIDUCIARY ADVISORS, LLC

Irvine, CA

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Search this name across graphsid dfx:ria:8d266bb7-773b-1426-3709-a7d584a7fe58

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GALLAGHER FIDUCIARY ADVISORS, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 13, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 13, 2003
First registration: Aug 29, 2007
Dual registered: yes, broker-dealer
Other names: HELEN SEESTADT
IAPD individual key: 4718675

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GALLAGHER FIDUCIARY ADVISORS, LLC	Institutional manager	Apr 22, 2022	n/a	yes	Irvine, CA	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 22, 2016	Mar 31, 2022	no	Newport Beach, CA\|Irvine, CA\|AUSTIN, TX	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jun 23, 2015	Sep 22, 2016	no	Newport Beach, CA\|IRVINE, CA	Previous registration
WESTERN GROWERS FINANCIAL SERVICES	State registered	Sep 26, 2008	Nov 22, 2011	no	IRVINE, CA\|IRVINE, CA\|IRVINE, CA	Previous registration
COOPER MCMANUS	Independent wealth	Aug 29, 2007	Jun 24, 2008	no	IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	GALLAGHER FIDUCIARY ADVISORS, LLC	Mar 31, 2022	Apr 22, 2022	22	Bulk transfer	Other
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 22, 2016	-153	Bulk transfer	Other
WESTERN GROWERS FINANCIAL SERVICES	NFP ADVISOR SERVICES, LLC	Nov 22, 2011	Jun 23, 2015	1,309	Firm change after gap	Other
COOPER MCMANUS	WESTERN GROWERS FINANCIAL SERVICES	Jun 24, 2008	Sep 26, 2008	94	Firm change	Other

Relationships

Registered with (5)

→ GALLAGHER FIDUCIARY ADVISORS, LLCRegistered adviserregistration: current employment
Apr 22, 2022 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 22, 2016 to Mar 31, 2022factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jun 23, 2015 to Sep 22, 2016factForm ADV
→ WESTERN GROWERS FINANCIAL SERVICESRegistered adviserregistration: previous registration
Sep 26, 2008 to Nov 22, 2011factForm ADV
→ COOPER MCMANUSRegistered adviserregistration: previous registration
Aug 29, 2007 to Jun 24, 2008factForm ADV

Dated events

No dated event names this entity yet.