DFX Intelligence

W•••••• G•••••• F•••••••• S•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM 100m 1b

W•••••• G•••••• F•••••••• S•••••••

W•••••• G•••••• F•••••••• S•••••••, INC., CRD 115115

IRVINE, CA

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Search this name across graphsid dfx:ria:a6b0289b-59a2-6a96-6388-5c938685e91b

Data as of Jan 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2026 to Jan 22, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $116M••• Locked
Discretionary RAUM: $21.2M
Private client RAUM: $116Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 3

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• D•••• L••••	n/a	IRVINE, CA	14	28	1	yes
S••••• A••••• F•••••	n/a	IRVINE, CA	11	13

Relationships

Registered with (6)

← G•••• R•••• F•••••••Advisorregistration: current employment
Jun 18, 2025 to presentfactForm ADV
← S••••• A••••• F•••••Advisorregistration: current employment
Feb 24, 2015 to presentfactForm ADV
← M•••••• D•••• L••••Advisorregistration: current employment
May 31, 2012 to presentfactForm ADV
← C••••••••• O•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6b0289b-59a2-6a96-6388-5c938685e91b
First observed: Jan 22, 2026
Last observed: Jan 22, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.