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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

MICHAEL DAVID KENDALL

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Middleton , ID | Idaho Falls, ID

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Search this name across graphsid dfx:ria:8d404bda-ef22-78d6-b949-68be11d588e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 13, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66
First exam: May 13, 2003
First registration: May 14, 2003
Dual registered: yes, broker-dealer
Other names: Michael Kendall
IAPD individual key: 4637548

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 7, 2020	n/a	yes	Idaho Falls, ID\|Middleton , ID	Current employment
ESI FINANCIAL ADVISORS	Independent wealth	May 2, 2018	Feb 10, 2020	no	GIG HARBOR, WA\|RENTON, WA\|MONTPELIER, VT\|IRVINE, CA	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Jul 6, 2015	Apr 13, 2018	no	BELLEVUE, WA\|SEATTLE, WA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jul 5, 2013	May 29, 2015	no	Mercer Island, WA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	May 14, 2003	Nov 12, 2012	no	BELLEVUE, WA\|BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ESI FINANCIAL ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 10, 2020	Feb 7, 2020	-3	Firm change	Ibd to ibd
HORNOR, TOWNSEND & KENT, LLC	ESI FINANCIAL ADVISORS	Apr 13, 2018	May 2, 2018	19	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	HORNOR, TOWNSEND & KENT, LLC	May 29, 2015	Jul 6, 2015	38	Firm change	Other
EQUITABLE ADVISORS, LLC	PRUCO SECURITIES, LLC	Nov 12, 2012	Jul 5, 2013	235	Firm change	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Feb 7, 2020 to presentfactForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
May 2, 2018 to Feb 10, 2020factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Jul 6, 2015 to Apr 13, 2018factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jul 5, 2013 to May 29, 2015factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
May 14, 2003 to Nov 12, 2012factForm ADV

Dated events

No dated event names this entity yet.