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Advisor at TRUST ADVISORY GROUP LTD
BIRMINGHAM, AL | Sedona, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUST ADVISORY GROUP LTD | Independent wealth | Feb 27, 2017 | n/a | yes | Sedona, AZ|BIRMINGHAM, AL | Current employment |
| SOURCE CAPITAL GROUP, INC. | Former SEC adviser | Oct 18, 2006 | Feb 10, 2017 | no | WESTPORT, CT|WESTPORT, CT|SEDONA, AZ|WESTPORT, CT|WESTPORT, CT | Previous registration |
| SOURCE CAPITAL MANAGEMENT | n/a | Feb 13, 2002 | Oct 17, 2006 | no | WESTPORT, CT|WESTPORT, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOURCE CAPITAL GROUP, INC. | TRUST ADVISORY GROUP LTD | Feb 10, 2017 | Feb 27, 2017 | 17 | Firm change | Other |
| SOURCE CAPITAL MANAGEMENT | SOURCE CAPITAL GROUP, INC. | Oct 17, 2006 | Oct 18, 2006 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 36719:106926:CT:2017-02-06 | Feb 10, 2017 | Feb 27, 2017 | WESTPORT, CT | Firm change |