DFX Intelligence

C•••• M•••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C•••• M•••••• C••••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:8d47b018-d633-6221-da49-dc5786980bf6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Feb 13, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 11, 2012	n/a	yes	Minneapolis, MN\|Ionia, MI\|Grand Rapids, MI\|Saranac, MI	Current employment
H•••• F•••••••• S•••••••• I•••	Independent wealth	Apr 20, 2011	Jun 1, 2012	no	OKEMOS, MI\|GRANDVILLE, MI\|SOUTHFIELD, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••• F•••••••• S•••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Jun 1, 2012	Jul 11, 2012	40	Firm change	Other

Relationships

Registered with (2)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 11, 2012 to presentfactForm ADV
→ H•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 20, 2011 to Jun 1, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d47b018-d633-6221-da49-dc5786980bf6
First observed: Apr 20, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.