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CRD 315675
PHILADELPHIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J•••• L•••• P••••••••• | Certified Financial Planner | PHILADELPHIA, PA | 5 | 12 | 1 | no |
| G•••••• D••••••••• | Certified Financial Planner | PHILADELPHIA, PA | 5 | 13 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D••••••••• G•••••• | CCO / FOUNDING PARTNER | C | yes | 06/2021 | Mar 26, 2024 | May 1, 2024 |
| P••••••••• J••••• L•••• | FOUNDING PARTNER | C | yes | 06/2021 | Mar 26, 2024 | May 1, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| L•••••• O•• P•••••• R••• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Jan 30, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $178M | $129M | 37.8% | n/a | n/a | 5 | 4 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | 2 | Sep 13, 2021 | Sep 12, 2021 | PHILADELPHIA, PA | Team lift out | Wirehouse to RIA | 0.0% |
| no |
| F•• F••• | Certified Financial Planner | PHILADELPHIA, PA | 5 | 13 | 2 | no |
| C••••••••• R•••••• K•••• | Certified Financial Planner | PHILADELPHIA, PA | 4 | 10 | 1 | no |
| P••• Z•••••••• | n/a | PHILADELPHIA, PA | 0 | 12 | n/a | no |
| FOUNDING PARTNER |
| B |
| no |
| 06/2021 |
| Mar 26, 2024 |
| May 1, 2024 |
| $178M |
| $178M |
| 5 |
| 5 |
| 0 |
| n/a |
| n/a |
| 2024 | Feb 10, 2025 | $129M | $129M | 4 | 4 | 0 | n/a | n/a |