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R•••••• K•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

R•••••• K•••• S••••

Advisor at O•••• W•••••• I•••

BEL AIR, MD

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Search this name across graphsid dfx:ria:8d5774d4-26b7-bfd6-4ae6-915970c06872

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 19, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jan 24, 2025	n/a	yes	BEL AIR, MD	Current employment
O•••• F•• I•••	Former SEC adviser	Jan 6, 2023	Jan 24, 2025	no	BLUE BELL, PA\|BEL AIR, MD

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	O•••• W•••••• I•••	Jan 24, 2025	Jan 24, 2025	0	Bulk transfer	Ibd to ibd
W•••• F•••• A•••••••	O•••• F•• I•••	Jan 25, 2023

Relationships

Registered with (4)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jan 6, 2023 to Jan 24, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to Jan 25, 2023factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviser

Dated events

Occurred
Jan 25, 2023
Advisor changed firm
R•••••• K•••• S•••• left W•••• F•••• A••••••• for O•••• F•• I••• (registered 2023-01-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d5774d4-26b7-bfd6-4ae6-915970c06872
First observed: Sep 19, 1991
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.