RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• K•••• S••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · Bel Air, Md
- O•••• F•• I••• formerJan 6, 2023 to Jan 24, 2025 · Blue Bell, Pa
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jan 25, 2023 · Hunt Valley, Md
- A• G• E•••••• • S•••• I••• unclassifiedSep 19, 1991 to Jan 1, 2008 · Baltimore, Md
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to O•••• F•• I•••left Jan 25, 2023, registered Jan 6, 2023 (-19 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- R•••••• K•••• S•••• left W•••• F•••• A••••••• for O•••• F•• I••• (registered 2023-01-06)Jan 25, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address