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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Thornton, CO | THORNTON, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 13, 2025 | n/a | yes | Thornton, CO|THORNTON, CO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 14, 2014 | Sep 25, 2023 | no | WESTMINSTER, CO|DENVER, CO|DENVER, CO|DENVER, CO|ST. LOUIS, MO|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 25, 2023 | Jan 13, 2025 | 476 | Firm change after gap | Wirehouse to ibd |