This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

INDEPENDENT ADVISOR ALLIANCE, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

Jul 22, 2019

First registration

May 18, 2021

Dual registered

yes, broker-dealer

IAPD individual key

6854188

• Occurred

  Mar 28, 2025
  Advisor changed firm

  Kevin Umesh Shah left Provence Wealth Management Group for Independent Advisor Alliance, Llc (registered 2024-12-16)

  Form ADVobserved 4 days ago
• Occurred

  Mar 21, 2022
  Advisor changed firm

  Kevin Umesh Shah left Compound Advisers, Inc. for Provence Wealth Management Group (registered 2022-09-02)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8d630632-795d-5bc0-dfac-3e75ea0e4173

First observed

May 18, 2021

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.