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PROVENCE REGISTERED INVESTMENT ADVISOR, LLC, CRD 279037
IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PAI, AVINASH, KOCHIKAR | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | D | yes | 12/2015 | Jan 26, 2018 | Oct 2, 2024 |
| SHEETS, MIKE, SCOTT | MANAGING MEMBER | D | yes | 12/2015 | Jan 26, 2018 | Oct 2, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DAVID MCKENZIE | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEWPORT BEACH | CA | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 28, 2024 | $276M | $276M | 6 | 6 | 1 | n/a | n/a |
| 2022 | Mar 20, 2023 | $270M | $252M | 6 | 6 | 1 | n/a | n/a |
| 2021 | Mar 21, 2022 | $302M | $302M | 5 | 5 | 1 | n/a | n/a |
| 2020 | Mar 5, 2021 | $203M | $203M | 4 | 4 | 0 | n/a | n/a |
| 2019 | Mar 17, 2020 | $145M | $145M | 4 | 4 | 0 | n/a | n/a |
| 2018 | Feb 7, 2019 | $159M | $159M | 4 | 4 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $276M | $270M | 2.0% | $203M | 10.8% | 6 | 6 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| INDEPENDENT ADVISOR ALLIANCE, LLC | 4 | Mar 28, 2025 | Dec 16, 2024 | IRVINE, CA | Firm absorbed | RIA to RIA | 57.1% |