K•••• J••• C•••

Advisor at E••• W••••• M••••••••• L••

RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8d648a39-6ac9-e1cf-5ba8-efafd1b44582

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••• W••••• M••••••••• L••	State registered	Aug 23, 2021	n/a	yes	RED BANK, NJ	Current employment
F••••••••• A•••••••	Former SEC adviser	Apr 18, 2018	Dec 31, 2021	no	Red Bank, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• A•••••••	E••• W••••• M••••••••• L••	Dec 31, 2021	Aug 23, 2021	-130	Firm change after gap	RIA to state RIA
I••••• L••	F••••••••• A•••••••	Apr 11, 2018	Apr 18, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
156185:305682:NJ:2021-12-31	Dec 31, 2021	Aug 23, 2021	RED BANK, NJ	Firm change after gap

Relationships

Registered with (3)

→ E••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 23, 2021 to presentfactForm ADV
→ F••••••••• A•••••••Registered adviserregistration: previous registration
Apr 18, 2018 to Dec 31, 2021factForm ADV
→ I••••• L••Registered adviserregistration: previous registration
Jun 26, 2017 to Apr 11, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d648a39-6ac9-e1cf-5ba8-efafd1b44582
First observed: Jun 26, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.