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Advisor at HAMILTON-BATES INVESTMENT RESEARCH, INC.
LAGUNA HILLS, CA | DOVE CANYON, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HAMILTON-BATES INVESTMENT RESEARCH, INC. | Former SEC adviser | Jan 14, 2025 | n/a | yes | DOVE CANYON, CA|LAGUNA HILLS, CA | Current employment |
| INTEGRITY ALLIANCE, LLC | Bd affiliated wealth | Nov 19, 2018 | Dec 16, 2022 | no | Dove Canyon, CA|URBANDALE, IA|Dove City, CA | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Jan 2, 2015 | Dec 18, 2018 | no | IRVINE, CA|GLENDALE, CA|GLENDALE, CA|VENTURA, CA|IRVINE, CA | Previous registration |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Feb 22, 2012 | Mar 10, 2014 | no | NEWPORT BEACH, CA|SAN FRANCISCO, CA | Previous registration |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Aug 5, 2009 | Jan 5, 2012 | no | SAN FRANCISCO, CA|DERBY, KS|LEES'S SUMMIT, MO|DENVER, CO|FARGO, ND|DENVER, CO|LOS ANGELES, CA|TUCSON, AZ|SAN JOSE, CA|NEWPORT BEACH, CA | Previous registration |
| MBSC, LLC | n/a | Oct 24, 2006 | Nov 7, 2006 | no | LOS ANGELES, CA|PITTSBURGH, PA | Previous registration |
| MBSC, LLC | n/a | Aug 22, 2003 | Dec 31, 2005 | no | NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTEGRITY ALLIANCE, LLC | HAMILTON-BATES INVESTMENT RESEARCH, INC. | Dec 16, 2022 | Jan 14, 2025 | 760 | Firm change after gap | Other |
| PARK AVENUE SECURITIES LLC | INTEGRITY ALLIANCE, LLC | Dec 18, 2018 | Nov 19, 2018 | -29 | Firm change | Ibd to RIA |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | PARK AVENUE SECURITIES LLC | Mar 10, 2014 | Jan 2, 2015 | 298 | Firm change | Other |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Jan 5, 2012 | Feb 22, 2012 | 48 | Firm change | Other |
| MBSC, LLC | BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Nov 7, 2006 | Aug 5, 2009 | 1,002 | Firm change after gap | Other |