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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

PAUL ALLEN PHILLIPS

Advisor at VANGUARD ADVISERS, INC.

PLANO, TX

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Search this name across graphsid dfx:ria:8d741dc0-c12f-8809-01ff-9ab57343149d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 25, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: Mar 25, 1994
First registration: Oct 16, 2013
Dual registered: yes, broker-dealer
Other names: PAUL ALLEN PHILLIPS|PAUL PHILLIPS|PAUL A PHILLIPS
IAPD individual key: 1891861

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Sep 9, 2025	n/a	yes	PLANO, TX	Current employment
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Jan 18, 2022	Jan 28, 2025	no	FORT WORTH, TX\|Frisco, TX	Previous registration
MISSIONSQUARE RETIREMENT	Bd affiliated wealth	Jul 8, 2019	Nov 19, 2021	no	Frisco, TX\|Plano, TX\|WASHINGTON, DC	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Sep 5, 2018	May 17, 2019	no	AURORA, CO\|Aurora, CO\|Aurora, CO\|Aurora, CO\|Aurora, CO	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jul 11, 2016	Mar 19, 2018	no	LONE TREE, CO	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Oct 16, 2013	Jun 4, 2015	no	GREENWOOD VILLAGE, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST COMMAND ADVISORY SERVICES	VANGUARD ADVISERS, INC.	Jan 28, 2025	Sep 9, 2025	224	Firm change	Ibd to ibd
MISSIONSQUARE RETIREMENT	FIRST COMMAND ADVISORY SERVICES	Nov 19, 2021	Jan 18, 2022	60	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	MISSIONSQUARE RETIREMENT	May 17, 2019	Jul 8, 2019	52	Firm change	Other
SCHWAB WEALTH ADVISORY, INC.	U.S. BANCORP INVESTMENTS, INC.	Mar 19, 2018	Sep 5, 2018	170	Firm change	Other
STRATEGIC ADVISERS LLC	SCHWAB WEALTH ADVISORY, INC.	Jun 4, 2015	Jul 11, 2016	403	Firm change after gap	Other

Relationships

Registered with (6)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Sep 9, 2025 to presentfactForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 18, 2022 to Jan 28, 2025factForm ADV
→ MISSIONSQUARE RETIREMENTRegistered adviserregistration: previous registration
Jul 8, 2019 to Nov 19, 2021factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 5, 2018 to May 17, 2019factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jul 11, 2016 to Mar 19, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Oct 16, 2013 to Jun 4, 2015factForm ADV

Dated events

Occurred
Jan 28, 2025
Advisor changed firm
Paul Allen Phillips left First Command Advisory Services for Vanguard Advisers, Inc. (registered 2025-09-09)
Form ADVobserved 5 days ago