DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••• A•••• P•••••••

V••••••• A•••••••• I•••BD affiliatedPlano, Txdual registrantIAPD 1891861

Feed of 09/14/2026

Also filed as P••• A•••• P•••••••

At current firm

1 y

since Sep 9, 2025

In the industry

32 y

since Mar 25, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Sep 9, 2025 · Plano, Tx
F•••• C•••••• A••••••• S••••••• BD affiliated
Jan 18, 2022 to Jan 28, 2025 · Fort Worth, Tx
M••••••••• R••••••••• BD affiliated
Jul 8, 2019 to Nov 19, 2021 · Frisco, Tx
U••• B•••••• I••••••••• I••• former
Sep 5, 2018 to May 17, 2019 · Aurora, Co
S••••• W••••• A•••••••• I••• no RAUM
Jul 11, 2016 to Mar 19, 2018 · Lone Tree, Co
S•••••••• A••••••• L•• national BD
Oct 16, 2013 to Jun 4, 2015 · Greenwood Village, Co

Moves

a registration end followed by a registration begin elsewhere

F•••• C•••••• A••••••• S••••••• to V••••••• A•••••••• I•••
left Jan 28, 2025, registered Sep 9, 2025 (224 days) · Affiliated broker-dealer or bank to another
M••••••••• R••••••••• to F•••• C•••••• A••••••• S•••••••
left Nov 19, 2021, registered Jan 18, 2022 (60 days) · Other
U••• B•••••• I••••••••• I••• to M••••••••• R•••••••••
left May 17, 2019, registered Jul 8, 2019 (52 days) · Other
S••••• W••••• A•••••••• I••• to U••• B•••••• I••••••••• I•••
left Mar 19, 2018, registered Sep 5, 2018 (170 days) · Other
S•••••••• A••••••• L•• to S••••• W••••• A•••••••• I•••
left Jun 4, 2015, registered Jul 11, 2016 (403 days) · Other

Signals

P••• A•••• P••••••• left F•••• C•••••• A••••••• S••••••• for V••••••• A•••••••• I••• (registered 2025-09-09)
Jan 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address