DFX Intelligence

O••• R••••• J••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)40 years in industry

O••• R••••• J••••••••

Advisor at L•• F•••••••• L••

Dublin, OH | SAN DIEGO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 17, 2026	n/a	yes	Dublin, OH\|SAN DIEGO, CA	Current employment
W•••• C••••• S••••••••• I•••	State registered	Dec 4, 2018	Jul 20, 2026	no	Dublin, OH\|Columbus, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• C••••• S••••••••• I•••	L•• F•••••••• L••	Jul 20, 2026	Jul 17, 2026	-3	Firm change	Other
O• I••••••••• M••••••••• C•	W•••• C••••• S••••••••• I•••	Dec 18, 2018	Dec 4, 2018

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 17, 2026 to presentfactForm ADV
→ W•••• C••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 4, 2018 to Jul 20, 2026factForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Nov 10, 2016 to Dec 18, 2018factForm ADV
→ V••• F•••••••• A•••••••• I•••

Dated events

Occurred
Jul 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 20, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.