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Advisor at BCI SECURITIES, INC.
Coral Gables, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BCI SECURITIES, INC. | Mixed wealth | Mar 23, 2023 | n/a | yes | Coral Gables, FL | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jul 5, 2018 | Apr 5, 2021 | no | WEST PALM BEACH, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 7, 2001 | Jun 25, 2003 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | BCI SECURITIES, INC. | Apr 5, 2021 | Mar 23, 2023 | 717 | Firm change after gap | Ibd to RIA |
| WELLS FARGO ADVISORS | CETERA INVESTMENT ADVISERS LLC | Jun 25, 2003 | Jul 5, 2018 | 5,489 | Firm change after gap | Wirehouse to ibd |