M•••••• G••••••

Advisor at J••• M••••• S••••••••• L••

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8d8b8efc-f4bf-5b6a-f98c-c3b8e56191f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 14, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 13, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jun 13, 2024	n/a	yes	New York, NY	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 18, 2015	May 23, 2024	no	NEW YORK, NY\|Miami, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J••• M••••• S••••••••• L••	May 23, 2024	Jun 13, 2024	21	Firm change	Wirehouse to wirehouse
B••••••• C•••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Aug 19, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
19714:7691:NY:2015-07-07	Aug 19, 2015	Jul 15, 2015	NEW YORK, NY	Firm change after gap

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Jun 13, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 18, 2015 to May 23, 2024factForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Jul 14, 2015 to Aug 19, 2015factForm ADV

Dated events

Occurred
May 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d8b8efc-f4bf-5b6a-f98c-c3b8e56191f9
First observed: Jul 14, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.