DFX Intelligence

A••••• E••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

A••••• E••• W••••

Advisor at F•••• P••••••• W•••••• L••

LINCOLN, NE | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:8d939ddc-a51b-43c4-5206-75687462ff57

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 7, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 3, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 1, 2024	n/a	yes	LINCOLN, NE\|ST. LOUIS, MO	Current employment
B••••••••• S•••••••• W•••••• L••	Former SEC adviser	Apr 19, 2017	Jul 1, 2024	no	LINCOLN, NE\|ST LOUIS, MO\|LINCOLN, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• S•••••••• W•••••• L••	F•••• P••••••• W•••••• L••	Jul 1, 2024	Jul 1, 2024	0	Bulk transfer	RIA to RIA
E•••••••• W••••• M•••••••••	B••••••••• S•••••••• W•••••• L••	Apr 19, 2017	Apr 19, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
281667:143323:NE:2017-04-19	Apr 19, 2017	Apr 19, 2017	LINCOLN, NE	Firm change
6413:281667:NE:2016-02-04	Feb 4, 2016	Nov 18, 2015	LINCOLN, NE	Firm change after gap

Relationships

Registered with (5)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ B••••••••• S•••••••• W•••••• L••Registered adviserregistration: previous registration
Apr 19, 2017 to Jul 1, 2024factForm ADV
→ E•••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 18, 2015 to Apr 19, 2017factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d939ddc-a51b-43c4-5206-75687462ff57
First observed: May 7, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.