DFX Intelligence

J•••• C•••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

J•••• C•••• K•••••••

Advisor at S••••• F•••••••• M•••••••••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:8d9b5ba7-31e0-bae4-db05-da394e63c9ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F•••••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 26, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F•••••••• M•••••••••	Independent wealth	Feb 23, 2016	n/a	yes	SAN ANTONIO, TX	Current employment
R•• A•••••••• L••	Independent wealth	Oct 13, 2015	Mar 3, 2016	no	San Antonio, TX\|VESTAVIA HILLS, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S••••• F•••••••• M•••••••••	Mar 4, 2016	Jan 1, 2014	-793	Firm change after gap	Other
R•• A•••••••• L••	S••••• F•••••••• M•••••••••	Mar 3, 2016	Feb 23, 2016

Relationships

Registered with (6)

→ S••••• F•••••••• M•••••••••Registered adviserregistration: previous registration
Jan 1, 2014 to Oct 21, 2015factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 18, 2012 to Mar 4, 2016factForm ADV
→ R•• A•••••••• L••Registered adviserregistration: previous registration
Oct 13, 2015 to Mar 3, 2016factForm ADV
→ E•••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d9b5ba7-31e0-bae4-db05-da394e63c9ab
First observed: Jun 29, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.