DFX Intelligence

J•••• D•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

J•••• D•••••• S••••

Advisor at S••••• F••••••••

ORANGE, CA

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Search this name across graphsid dfx:ria:8da41a74-3974-3701-a5c8-e20bed1ab782

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 4, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••••••	Independent wealth	Jan 1, 2025	n/a	yes	ORANGE, CA	Current employment
S•••• H•••••• F••••••••	n/a	Apr 20, 2018	Jun 19, 2019	no	ANAHEIM, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C•••••• S••••••••• L•••	S•••• H•••••• F••••••••	Mar 25, 2024	Apr 20, 2018	-2,166	Firm change after gap	Other
S•••• H•••••• F••••••••	S••••• F••••••••	Jun 19, 2019	Jan 1, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
6312:292406:CA:2024-03-25	Mar 25, 2024	Apr 20, 2018	ORANGE, CA	Firm change after gap
292406:137324:CA:2019-06-19	Jun 19, 2019	Jan 1, 2025	ANAHEIM, CA	Firm change after gap

Relationships

Registered with (5)

→ S••••• F••••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ C•••• C•••••• S••••••••• L•••Registered adviserregistration: previous registration
Sep 16, 2015 to Mar 25, 2024factForm ADV
→ S•••• H•••••• F••••••••Registered adviserregistration: previous registration
Apr 20, 2018 to Jun 19, 2019factForm ADV
→ J• W• C••• A•••••••• I•••Registered adviser

Dated events

Occurred
Mar 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8da41a74-3974-3701-a5c8-e20bed1ab782
First observed: Feb 5, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.