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Advisor at ADAPTATION FINANCIAL ADVISORS INC.
Westerville, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADAPTATION FINANCIAL ADVISORS INC. | Independent wealth | Feb 9, 2022 | n/a | yes | Westerville, OH | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Feb 9, 2022 | Jul 11, 2023 | no | Westerville, OH | Previous registration |
| MORGAN STANLEY | Wirehouse | Jul 23, 2019 | Oct 26, 2021 | no | Columbus, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 30, 2017 | May 8, 2019 | no | COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | ADAPTATION FINANCIAL ADVISORS INC. | Jul 11, 2023 | Feb 9, 2022 | -517 | Firm change after gap | Ibd to RIA |
| MORGAN STANLEY | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Oct 26, 2021 | Feb 9, 2022 | 106 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | May 8, 2019 | Jul 23, 2019 | 76 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:OH:2019-04-16 | May 8, 2019 | Jul 23, 2019 | COLUMBUS, OH | Firm change |