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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)33 years in industry

STUART CHARLES BRAZIE

Advisor at WESTMINSTER FINANCIAL ADVISORY CORP

BEAVERCREEK, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 16, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WESTMINSTER FINANCIAL ADVISORY CORP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 9
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Jun 29, 1993
First registration: Dec 16, 2002
Dual registered: yes, broker-dealer
Other names: STUART C BRAZIE
IAPD individual key: 2214285

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WESTMINSTER FINANCIAL ADVISORY CORP	Independent wealth	Jan 3, 2017	n/a	yes	BEAVERCREEK, OH	Current employment
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Aug 30, 2010	Dec 31, 2014	no	SEATTLE, WA\|CINCINNATI, OH	Previous registration
WHITEHALL FINANCIAL SERVICES, INC.	n/a	Aug 29, 2006	Dec 31, 2016	no	CINCINNATI, OH	Previous registration
QUICK & REILLY, INC.	n/a	Dec 16, 2002	Oct 1, 2004	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WHITEHALL FINANCIAL SERVICES, INC.	KMS FINANCIAL SERVICES, INC	Dec 31, 2016	Aug 30, 2010	-2,315	Firm change after gap	Other
KMS FINANCIAL SERVICES, INC	WESTMINSTER FINANCIAL ADVISORY CORP	Dec 31, 2014	Jan 3, 2017	734	Firm change after gap	Other
QUICK & REILLY, INC.	WHITEHALL FINANCIAL SERVICES, INC.	Oct 1, 2004	Aug 29, 2006	697	Firm change after gap	Other

Relationships

Registered with (4)

→ WESTMINSTER FINANCIAL ADVISORY CORPRegistered adviserregistration: current employment
Jan 3, 2017 to presentfactForm ADV
→ WHITEHALL FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 29, 2006 to Dec 31, 2016factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Aug 30, 2010 to Dec 31, 2014factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Dec 16, 2002 to Oct 1, 2004factForm ADV

Dated events

No dated event names this entity yet.