DFX Intelligence

J•••• R••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

J•••• R••••• R••••••

Advisor at P••• I••••••••• L••

WESTCHESTER, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 20, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• I••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Dec 22, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• I••••••••• L••	Asset manager	May 12, 2015	n/a	yes	WESTCHESTER, PA	Current employment
G••••••••• I•••••••••	Asset manager	Jun 8, 2011	May 4, 2015	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••••• I•••••••••	P••• I••••••••• L••	May 4, 2015	May 12, 2015	8	Firm change	Other
D••••••• C•••••• M••••••••• A•••••••• I••	G••••••••• I•••••••••	Jun 1, 2011	Jun 8, 2011

Relationships

Registered with (4)

→ P••• I••••••••• L••Registered adviserregistration: current employment
May 12, 2015 to presentfactForm ADV
→ G••••••••• I•••••••••Registered adviserregistration: previous registration
Jun 8, 2011 to May 4, 2015factForm ADV
→ D••••••• C•••••• M••••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 6, 2010 to Jun 1, 2011factForm ADV
→ L•••••• F•••••••• D••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 20, 2007
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.