RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R••••• R••••••
- P••• I••••••••• L•• asset manager currentsince May 12, 2015 · Westchester, Pa
- G••••••••• I••••••••• asset managerJun 8, 2011 to May 4, 2015 · New York, Ny
- D••••••• C•••••• M••••••••• A•••••••• I•• formerJan 6, 2010 to Jun 1, 2011 · Philadelphia, Pa
- L•••••• F•••••••• D••••••••• I••• unclassifiedDec 20, 2007 to Dec 31, 2009 · San Francisco, Ca
- G••••••••• I••••••••• to P••• I••••••••• L••left May 4, 2015, registered May 12, 2015 (8 days) · Other
- D••••••• C•••••• M••••••••• A•••••••• I•• to G••••••••• I•••••••••left Jun 1, 2011, registered Jun 8, 2011 (7 days) · Other
- L•••••• F•••••••• D••••••••• I••• to D••••••• C•••••• M••••••••• A•••••••• I••left Dec 31, 2009, registered Jan 6, 2010 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address