DFX Intelligence

S•••••• R•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

S•••••• R•••• F••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Fort Lauderdale, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8dd65bdb-fea8-8e20-3247-1e8318b68df7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 19, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 19, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jan 1, 2025	n/a	yes	Fort Lauderdale, FL	Current employment
K••••• A•••••••• I•••	Bd affiliated wealth	Jul 5, 2018	Nov 12, 2018	no	Fort Lauderdale, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Nov 12, 2018	Jan 1, 2025	2,242	Firm change after gap	Ibd to ibd
C•••••• G••••••• W••••• M••••••••• L••	K••••• A•••••••• I•••	Jul 13, 2018	Jul 5, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
131631:140808:FL:2018-07-13	Jul 13, 2018	Jul 5, 2018	FORT LAUDERDALE, FL	Firm change

Relationships

Registered with (5)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ K••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 5, 2018 to Nov 12, 2018factForm ADV
→ C•••••• G••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 14, 2009 to Jul 13, 2018factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8dd65bdb-fea8-8e20-3247-1e8318b68df7
First observed: Aug 19, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.