L•••• L•• Y•••

Advisor at C••••••• S••••••••• I•••

SYRACUSE, NY | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 17, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••••••• I•••	Bd affiliated wealth	Feb 26, 2025	n/a	yes	SYRACUSE, NY\|SAN FRANCISCO, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	May 28, 2024	Jul 13, 2024	no	San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	J••• M••••• S••••••••• L••	Jul 17, 2024	May 28, 2024	-50	Channel change	Ibd to wirehouse
J••• M••••• S••••••••• L••	C••••••• S••••••••• I•••	Jul 13, 2024	Feb 26, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
108559:79:CA:2024-07-08	Jul 17, 2024	May 28, 2024	SAN FRANCISCO, CA	Firm change after gap

Relationships

Registered with (6)

→ C••••••• S••••••••• I•••Registered adviserregistration: current employment
Feb 26, 2025 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Oct 24, 2017 to Jul 17, 2024factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
May 28, 2024 to Jul 13, 2024factForm ADV
→ M••••• S••••••

Dated events

Order

Occurred
13 Jul 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 17, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.