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Advisor at PRIME CAPITAL FINANCIAL
OVERLAND PARK, KS | San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | Mixed wealth | Mar 8, 2022 | n/a | yes | OVERLAND PARK, KS|San Diego, CA | Current employment |
| 20/20 CAPITAL MANAGEMENT, INC | Former SEC adviser | Nov 8, 2022 | Dec 31, 2022 | no | San Diego, CA | Previous registration |
| 20/20 CAPITAL MANAGEMENT, INC | Former SEC adviser | Dec 4, 2015 | Nov 7, 2022 | no | San Diego, CA|COSTA MESA, CA | Previous registration |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | Sep 30, 2004 | Oct 2, 2017 | no | San Diego, CA|SAN DIEGO, CA|LINCOLN, NE|San Diego, CA|Glendale, AZ | Previous registration |
| THE ADVISORS GROUP, INC. | n/a | Jul 8, 1997 | Sep 30, 2004 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 20/20 CAPITAL MANAGEMENT, INC | n/a | Dec 31, 2022 | n/a | n/a | Departure no registered destination | Departure |
| 20/20 CAPITAL MANAGEMENT, INC | PRIME CAPITAL FINANCIAL | Nov 7, 2022 | Mar 8, 2022 | -244 | Firm change after gap | RIA to RIA |
| AMERITAS ADVISORY SERVICES | 20/20 CAPITAL MANAGEMENT, INC | Oct 2, 2017 | Dec 4, 2015 | -668 | Firm change after gap | Other |
| THE ADVISORS GROUP, INC. | AMERITAS ADVISORY SERVICES | Sep 30, 2004 | Sep 30, 2004 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 281692:288712:CA:2022-11-07 | Nov 7, 2022 | Mar 8, 2022 | COSTA MESA, CA | Firm change after gap |
| 14869:281692:AZ:2017-10-02 | Oct 2, 2017 | Dec 4, 2015 | GLENDALE, AZ | Firm change after gap |