DFX Intelligence

Data Factory

RIA / WealthAdvisor19 years in industry

SIMON CHUNG-YEE LIU

Advisor at RVW WEALTH LLC

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8de79abb-932c-15a9-7ff3-ade59f237e0d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RVW WEALTH LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 5
Exams: S65
First exam: Dec 30, 2006
First registration: Jan 2, 2007
Dual registered: no
Other names: lui
IAPD individual key: 4437958

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RVW WEALTH LLC	Independent wealth	Apr 25, 2018	n/a	yes	LOS ANGELES, CA	Current employment
HAROLD DAVIDSON & ASSOCIATES, INC	Independent wealth	Aug 29, 2017	Apr 30, 2018	no	LOS ANGELES, CA	Previous registration
HCR WEALTH ADVISORS	Independent wealth	Aug 8, 2016	Oct 3, 2017	no	LOS ANGELES, CA	Previous registration
PACIFIC FINANCIAL STRATEGIES, INC	Independent wealth	Jul 29, 2011	Apr 14, 2016	no	THOUSAND OAKS, CA	Previous registration
DAAT ASSET MANAGEMENT	n/a	May 13, 2010	Jun 16, 2011	no	WESTLAKE VILLAGE, CA	Previous registration
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC	Other adviser	Jan 2, 2007	May 31, 2011	no	SANTA MONICA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HAROLD DAVIDSON & ASSOCIATES, INC	RVW WEALTH LLC	Apr 30, 2018	Apr 25, 2018	-5	Firm change	RIA to RIA
HCR WEALTH ADVISORS	HAROLD DAVIDSON & ASSOCIATES, INC	Oct 3, 2017	Aug 29, 2017	-35	Firm change after gap	Other
PACIFIC FINANCIAL STRATEGIES, INC	HCR WEALTH ADVISORS	Apr 14, 2016	Aug 8, 2016	116	Firm change	Other
DAAT ASSET MANAGEMENT	PACIFIC FINANCIAL STRATEGIES, INC	Jun 16, 2011	Jul 29, 2011	43	Firm change	Other
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC	DAAT ASSET MANAGEMENT	May 31, 2011	May 13, 2010	-383	Firm change after gap	Other

Relationships

Registered with (6)

→ RVW WEALTH LLCRegistered adviserregistration: current employment
Apr 25, 2018 to presentfactForm ADV
→ HAROLD DAVIDSON & ASSOCIATES, INCRegistered adviserregistration: previous registration
Aug 29, 2017 to Apr 30, 2018factForm ADV
→ HCR WEALTH ADVISORSRegistered adviserregistration: previous registration
Aug 8, 2016 to Oct 3, 2017factForm ADV
→ PACIFIC FINANCIAL STRATEGIES, INCRegistered adviserregistration: previous registration
Jul 29, 2011 to Apr 14, 2016factForm ADV
→ DAAT ASSET MANAGEMENTRegistered adviserregistration: previous registration
May 13, 2010 to Jun 16, 2011factForm ADV
→ GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 2, 2007 to May 31, 2011factForm ADV

Dated events

No dated event names this entity yet.