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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PURKISS CAPITAL ADVISORS, LLC

CRD 124324

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8dea9f35-35ec-93a0-5292-85fa688ff0b6

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 22, 2012 to Aug 25, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $842MItem 5.F on the latest filing (2026-08-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $842M
Private client RAUM: $842MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $168Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 4
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,246
Individual clients: 252
High net worth clients: 157
SEC number: 801-64777
CIK: 2053150
CRD: 124324
Filings on the tape: 36
First filed: Mar 22, 2012
Latest filed: Aug 25, 2026
Organised: Limited Liability Company, CT
Website: pcapadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICHARD ALLEN PURKISS	Certified Financial Planner	RIDGEFIELD, CT	23	32	n/a	no
THOMAS PATRICK SNAYD	Certified Financial Planner	RIDGEFIELD, CT \| NEWTOWN, CT	8	28	1	no
DAVID YI LUO	Chartered Financial Analyst	HARRISBURG, PA \| RIDGEFIELD, CT	1	14	2	no
GREGORY EDWARD BRUSHETT	n/a	RIDGEFIELD, CT	0	13	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PURKISS, RICHARD, ALLEN	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	E	yes	03/2003	Mar 22, 2012	Sep 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SEAN WALSH	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 19, 2026	$842M	$842M	8	4	3	n/a	n/a
2024	Mar 4, 2025	$633M	$633M	8	3	2	n/a	n/a
2023	Mar 6, 2024	$514M	$514M	7	3	2	n/a	n/a
2022	Mar 2, 2023	$453M	$453M	6	3	1	n/a	n/a
2021	Feb 15, 2022	$492M	$492M	6	4	1	n/a	n/a
2020	Feb 1, 2021	$442M	$442M	4	2	0	n/a	n/a
2019	Mar 9, 2020	$359M	$359M	4	2	0	n/a	n/a
2018	Mar 11, 2019	$298M	$298M	4	2	0	n/a	n/a
2017	Mar 7, 2018	$255M	$255M	4	2	0	n/a	n/a
2016	Mar 7, 2017	$206M	$206M	3	1	n/a	n/a	n/a
2015	Mar 4, 2016	$174M	$174M	3	1	n/a	n/a	n/a
2014	Feb 4, 2015	$192M	$192M	3	1	n/a	n/a	n/a
2013	Mar 15, 2014	$184M	$173M	3	1	n/a	n/a	n/a
2012	Mar 15, 2013	$158M	$158M	3	1	n/a	n/a	n/a
2011	Mar 22, 2012	$124M	$124M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$842M	$633M	33.0%	$453M	23.0%	8	8	3	2

Relationships

Registered with (6)

← GREGORY EDWARD BRUSHETTAdvisorregistration: current employment
Aug 11, 2026 to presentfactForm ADV
← DAVID YI LUOAdvisorregistration: current employment
Jun 13, 2025 to presentfactForm ADV
← SEAN FRANCIS WALSHAdvisorregistration: current employment
Apr 23, 2022 to presentfactForm ADV
← THOMAS PATRICK SNAYDAdvisorregistration: current employment
Oct 12, 2017 to presentfactForm ADV
← RICHARD ALLEN PURKISSAdvisorregistration: current employment
May 15, 2003 to presentfactForm ADV
← Karen OgdenAdvisorregistration: previous registration
Jan 14, 2022 to Nov 2, 2022factForm ADV

Controls (1)

← PURKISS, RICHARD, ALLENOwnerMANAGING MEMBER / CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 22, 2012 to Sep 20, 2024factForm ADV

Dated events

Occurred
Feb 19, 2026
Regulatory AUM changed
Purkiss Capital Advisors, Llc reported RAUM $842.2M, up 33% from $633.0M (2026-01-13 to 2026-02-19)
Form ADVobserved 5 days ago
$209M
Occurred
Nov 2, 2022
Advisor changed firm
Karen Ogden left Purkiss Capital Advisors, Llc for Envest Asset Management, Llc (registered 2022-11-02)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8dea9f35-35ec-93a0-5292-85fa688ff0b6
First observed: Mar 22, 2012
Last observed: Aug 25, 2026 26 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PURKISS CAPITAL ADVISORS, LLC

CRD 124324

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8dea9f35-35ec-93a0-5292-85fa688ff0b6

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:22 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICHARD ALLEN PURKISS

Certified Financial Planner

RIDGEFIELD, CT

n/a

THOMAS PATRICK SNAYD

Certified Financial Planner

RIDGEFIELD, CT | NEWTOWN, CT

DAVID YI LUO

Chartered Financial Analyst

HARRISBURG, PA | RIDGEFIELD, CT

GREGORY EDWARD BRUSHETT

n/a

RIDGEFIELD, CT

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PURKISS, RICHARD, ALLEN

MANAGING MEMBER / CHIEF COMPLIANCE OFFICER

yes

03/2003

Mar 22, 2012

Sep 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SEAN WALSH

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 19, 2026

$842M

n/a

2024

Mar 4, 2025

$633M

n/a

2023

Mar 6, 2024

$514M

n/a

2022

Mar 2, 2023

$453M

n/a

2021

Feb 15, 2022

$492M

n/a

2020

Feb 1, 2021

$442M

n/a

2019

Mar 9, 2020

$359M

n/a

2018

Mar 11, 2019

$298M

n/a

2017

Mar 7, 2018

$255M

n/a

2016

Mar 7, 2017

$206M

n/a

2015

Mar 4, 2016

$174M

n/a

2014

Feb 4, 2015

$192M

n/a

2013

Mar 15, 2014

$184M

$173M

n/a

2012

Mar 15, 2013

$158M

n/a

2011

Mar 22, 2012

$124M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$842M

$633M

33.0%

$453M

23.0%