DFX Intelligence

S••• F•••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

S••• F•••••• W••••

Advisor at S•••••••• I••••••••• G••••• L•••

••• Locked

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Search this name across graphsid dfx:ria:2c4b6e2f-a0e3-f769-54e2-946961c3c7eb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 1, 1993 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• I••••••••• G••••• L•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 1, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• I••••••••• G••••• L•••	State registered	Jul 13, 2023	n/a	yes	Sharon, MA\|BLUE BELL, PA	Current employment
P•••••• C•••••• A•••••••• L••	Independent wealth	Apr 23, 2022	n/a	yes	SHARON, MA\|RIDGEFIELD, CT	Current employment

Relationships

Registered with (2)

→ S•••••••• I••••••••• G••••• L•••Registered adviserregistration: current employment
Jul 13, 2023 to presentfactForm ADV
→ P•••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Apr 23, 2022 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c4b6e2f-a0e3-f769-54e2-946961c3c7eb
First observed: Oct 1, 1993
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.