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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

SETH DANIEL JENSEN

Advisor at CETERA INVESTMENT ADVISERS LLC

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:8e238346-b319-247b-dc93-8be90dfaf682

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 7, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 21, 2020
First registration: Jan 7, 2021
Dual registered: yes, broker-dealer
Other names: SETH DANIEL JENSEN|Seth Jensen
IAPD individual key: 7301259

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 21, 2025	n/a	yes	COLORADO SPRINGS, CO	Current employment
THE INSTITUTE	Independent wealth	Apr 8, 2025	Jan 14, 2026	no	Colorado Springs, CO\|DENVER, CO	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Apr 10, 2025	no	BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jan 7, 2021	Mar 31, 2025	no	GREENWOOD VILLAGE, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE INSTITUTE	CETERA INVESTMENT ADVISERS LLC	Jan 14, 2026	Nov 21, 2025	-54	Firm change after gap	RIA to ibd
STRATEGIC ADVISERS LLC	THE INSTITUTE	Apr 10, 2025	Apr 8, 2025	-2	Firm change	Ibd to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Nov 21, 2025 to presentfactForm ADV
→ THE INSTITUTERegistered adviserregistration: previous registration
Apr 8, 2025 to Jan 14, 2026factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Apr 10, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jan 7, 2021 to Mar 31, 2025factForm ADV

Dated events

Occurred
Jan 14, 2026
Advisor changed firm
Seth Daniel Jensen left The Institute for Cetera Investment Advisers Llc (registered 2025-11-21)
Form ADVobserved 5 days ago
Occurred
Apr 10, 2025
Advisor changed firm
Seth Daniel Jensen left Strategic Advisers Llc for The Institute (registered 2025-04-08)
Form ADVobserved 5 days ago