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Advisor at WEALTH MANAGEMENT GROUP
Tipp City, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH MANAGEMENT GROUP | State registered | Jun 21, 2004 | n/a | yes | Tipp City, OH | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 16, 2009 | May 25, 2017 | no | TIPP CITY, OH|SAN DIEGO, CA|TIPP CITY, OH | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Feb 5, 2001 | Jun 17, 2009 | no | DAYTON, OH|DAYTON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | n/a | May 25, 2017 | n/a | n/a | Departure no registered destination | Departure |
| FSC SECURITIES CORPORATION | WEALTH MANAGEMENT GROUP | Jun 17, 2009 | Jun 21, 2004 | -1,822 | Firm change after gap | Other |