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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

MICHAEL JEFFREY PETERS

Advisor at OSAIC WEALTH, INC.

Long Beach, CA

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Search this name across graphsid dfx:ria:8e2fbaba-5d08-da03-090e-aa8ab27998f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 8, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 8, 2001
First registration: Mar 22, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4183207

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Dec 15, 2025	n/a	yes	Long Beach, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	Dec 16, 2025	no	LONG BEACH, CA\|LAS VEGAS, NV	Previous registration
WADDELL & REED	Former SEC adviser	Jun 5, 2013	Jul 21, 2021	no	TORRANCE, CA\|IRVINE, CA\|SEAL BEACH, CA\|LAS VEGAS, NV\|LONG BEACH, CA	Previous registration
CROWELL, WEEDON & CO.	Former SEC adviser	Apr 28, 2009	Jun 6, 2013	no	LONG BEACH, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 29, 2004	May 13, 2009	no	SEAL BEACH, CA\|LONG BEACH, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 22, 2001	Nov 1, 2004	no	LONG BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	OSAIC WEALTH, INC.	Dec 16, 2025	Dec 15, 2025	-1	Firm change	Ibd to ibd
WADDELL & REED	LPL FINANCIAL LLC	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd
CROWELL, WEEDON & CO.	WADDELL & REED	Jun 6, 2013	Jun 5, 2013	-1	Firm change	Other
UBS FINANCIAL SERVICES INC.	CROWELL, WEEDON & CO.	May 13, 2009	Apr 28, 2009	-15	Firm change	Other
MORGAN STANLEY DW INC.	UBS FINANCIAL SERVICES INC.	Nov 1, 2004	Oct 29, 2004	-3	Firm change	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Dec 15, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 21, 2021 to Dec 16, 2025factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jun 5, 2013 to Jul 21, 2021factForm ADV
→ CROWELL, WEEDON & CO.Registered adviserregistration: previous registration
Apr 28, 2009 to Jun 6, 2013factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 29, 2004 to May 13, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 22, 2001 to Nov 1, 2004factForm ADV

Dated events

Occurred
Dec 16, 2025
Advisor changed firm
Michael Jeffrey Peters left Lpl Financial Llc for Osaic Wealth, Inc. (registered 2025-12-15)
Form ADVobserved 4 days ago