DFX Intelligence

M•••••• P•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

M•••••• P•••••• M••••

Advisor at H••••• A•••••• S•••••••• I•••

Vero Beach, FL

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Search this name across graphsid dfx:ria:8e30c325-8527-b597-9683-056e010f84c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Sep 30, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• A•••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• C•••••• A•••••••• I•••	Independent wealth	Jan 23, 2026	n/a	yes	Vero Beach, FL	Current employment
H••••• A•••••• S•••••••• I•••	Independent wealth	Oct 28, 2024	n/a	yes	Vero Beach, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	D•••••••• C•••••• A•••• M••••••••• L••	Sep 12, 2024	Sep 4, 2024	-8	Firm change	Wirehouse to state RIA
D•••••••• C•••••• A•••• M••••••••• L••	H••••• A•••••• S•••••••• I•••	Sep 9, 2024	Oct 28, 2024

Relationships

Registered with (6)

→ H••••• C•••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 23, 2026 to presentfactForm ADV
→ H••••• A•••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 28, 2024 to Dec 31, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 2, 2019 to Sep 12, 2024factForm ADV
→ D•••••••• C•••••• A•••• M••••••••• L••

Dated events

Occurred
Sep 12, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 9, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e30c325-8527-b597-9683-056e010f84c0
First observed: Sep 30, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.